Policies

Latest Updates

Policies

 Title  Date Download
 Policy for Voluntary Blocking of trading account of clients  2024-07-01
 Policy on Anti Money Laundering  2023-02-13
 Code of Conduct  2022-05-30
 POLICY FOR DETERMINING MATERIAL SUBSIDIARIES  2022-05-30
 Pre-funded Instruments Policy  2022-05-30
 SURVEILLANCE-POLICY-STOCK-BROKER-DP  2021-08-13
 Policy-on-Conflict-of-Interest  2021-08-13
 Composition of Committee  2020-08-13
 Risk Management Policy  2018-08-14
 Whistle Blower Policy  2016-07-14
 Policy on Diversity of Board of Directors  2016-07-14
 Remuneration Policy  2016-07-14
 Client Code Modification  2016-07-14
 Inactive Account  2016-07-14
 Internal Control Policy  2016-07-14
 Policy on Limit Setting  2016-07-14
 Policy on Outsource Activities  2016-07-14
 Pre-funded Instruments Policy  2016-07-14
 RMS Policy  2016-07-14
 Surveillance Policy  2016-07-14
 Board Diversity Policy  2016-01-28
 Archival Policy  2015-11-10
 Policy for determination of Materiality  2015-11-10
 Policy for Preservation of Documents  2015-11-10
 Remuneration Policy  2015-07-31
 Risk Management and Internal Control Policy  2015-04-24
 Policy on Related Party Transaction  2015-03-26
 Policy on Anti Money Laundering  2014-04-24